The client is a New York-based brokerage firm which consists of three groups. The Private Capital Management Group invests - through a $425 million fund - in companies with a sustainable competitive advantage in large and growing markets. For SEC-compliance, the solution had to include write-once media, data accessibility and the ability to store multiple copies at both a primary and a secondary location. DSS recommended a Plasmon G-Series Library with Data Director data management software from QStar Technologies and Enterprise Vault for Microsoft Exchange email archive software from KVS. The solution also provides the firm with a critical piece of its disaster recovery plan and email message audit trails, which are imperative during the discovery phase of lawsuits.
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