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Digital Archiving Strategies for Regulatory Compliance in Financial Services

PublisherArchivas
Format237.0KB PDFDate added10 Mar 2005
Topics SEC Rule 17A-4, Finance
Downloads41

In the past 10 years, advancements in technology have changed the way financial services organizations conduct business. Digitization and high speed messaging have permeated every aspect of the financial services business, bringing with it great benefits as well as new problems. The objective of digital archiving is to preserve the "document of record" through its retention period and to keep it accessible even as technology advances.

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