SEC Rule 17A-4 WHITE PAPERS

SEC Rule 17A-4

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Title	Date Added	Total Downloads	Company
Enforcing an Effective Email Storage and Retention Management Policy to Optimize Server Performance and to Ensure Regulatory Compliance Tags: SEC Rule 17A-4	[01 Nov 2003]	84	Messaging Architects	Download
Regulatory Compliance in Financial Services Tags: Sarbanes-Oxley, Executives, Sarbanes Oxley Act, Regulatory Compliance	[01 Feb 2005]	82	Apani Networks	Download
Using Security Compliance Software to Improve Business Efficiency and Reduce Costs Tags: Best Practices, Strategies, Symantec, Packaged	[01 Jun 2006]	81	Symantec	Download
Identity Management: Easing the Cost of Compliance Tags: Compliance, White Paper, Gramm-Leach-Bliley Act, Davis	[18 Mar 2009]	79	Oracle	Download
Global Financial Giant Uses MMP to Meet Federal Compliance Requirements Tags: Compliance, Financial Services, Cost Control - Risk Mgmt., Brokers	[22 Jan 2009]	67	British Telecommunications	Download
The IBM Risk and Compliance Framework: Addressing the Challenges of Compliance Tags: SEC Rule 17A-4	[01 Jan 2005]	64	IBM	Download
The Case for Archiving Email: A MessageLabs White Paper by Osterman Research Tags: Hosted, Benefits, Organization, HIPAA	[18 Mar 2009]	63	MessageLabs, now part of Symantec	Download
Establishing a Secure Document Production Environment Tags: Production, Risk, Security Management, Toshiba	[29 Jan 2009]	63	Toshiba	Download
LANsultants Archive One Compliance Tags: Compliance, Archive, SEC Rule 17A-4, Documents	[28 Oct 2008]	62	C2C Systems	Download
Achieving Compliance and Strategy Execution Using Microsoft Office Business Scorecard Manager 2005 Tags: Compliance, Achieve, Cost Control - Risk Mgmt., Visibility	[19 May 2009]	59	Software Spectrum	Download
Compliance White Paper Tags: Security Management	[01 Sep 2005]	55	Technology Pathways	Download
Podcast: Self-auditing with Vulnerability Management Tags: Self, Monitoring Systems, Auditing, Audit	[11 Aug 2006]	54	Qualys	Download
Designated Third Party Provider (DTPP) Services Tags: SEC Rule 17A-4	[01 Dec 2005]	54	CA (Computer Associates)	Download
Entire Firm Uses Assentor for SEC/NASD Compliance and to Respond to Litigation Tags: SEC Rule 17A-4, Banking, Archive, Compliance	[25 Feb 2009]	50	iLumin	Download
Change Management and Compliance: Demonstrating Value and Accountability Tags: Sarbanes-Oxley	[01 Jul 2005]	50	Active Reasoning	Download
The New Compliance Mandate: Understanding the Evolving Legal Landscape for Information Technology and Electronic Records Tags: SEC Rule 17A-4	[01 Aug 2003]	50	Kahn Consulting	Download
Abel/Noser Meets Regulatory Requirements for Email Recordkeeping and Monitoring With Help From LEGATO Tags: SEC Rule 17A-4	[31 May 2005]	49	EMC	Download
Inside RIM for Databases: An ILM Approach to Database Archiving Tags: Procurement - Purchasing, Databases, Application Performance, Boost	[01 Aug 2005]	47	Hewlett-Packard (HP)	Download
Optimizing Your IT Controls Environment for Compliance with Multiple Regulations Tags: Network Security, Regulations, Standards, Regulation	[01 Dec 2005]	45	Symantec	Download
Latest SRO Research Analyst Rules Create More Challenges for Firms Tags: SEC Rule 17A-4	[01 Oct 2003]	45	Glasser LegalWorks	Download
Title	Date Added	Total Downloads	Company

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SEC Rule 17A-4 WHITE PAPERS

SEC Rule 17A-4

Enforcing an Effective Email Storage and Retention Management Policy to Optimize Server Performance and to Ensure Regulatory Compliance

Regulatory Compliance in Financial Services

Using Security Compliance Software to Improve Business Efficiency and Reduce Costs

Identity Management: Easing the Cost of Compliance

Global Financial Giant Uses MMP to Meet Federal Compliance Requirements

The IBM Risk and Compliance Framework: Addressing the Challenges of Compliance

The Case for Archiving Email: A MessageLabs White Paper by Osterman Research

Establishing a Secure Document Production Environment

LANsultants Archive One Compliance

Achieving Compliance and Strategy Execution Using Microsoft Office Business Scorecard Manager 2005

Compliance White Paper

Podcast: Self-auditing with Vulnerability Management

Designated Third Party Provider (DTPP) Services

Entire Firm Uses Assentor for SEC/NASD Compliance and to Respond to Litigation

Change Management and Compliance: Demonstrating Value and Accountability

The New Compliance Mandate: Understanding the Evolving Legal Landscape for Information Technology and Electronic Records

Abel/Noser Meets Regulatory Requirements for Email Recordkeeping and Monitoring With Help From LEGATO

Inside RIM for Databases: An ILM Approach to Database Archiving

Optimizing Your IT Controls Environment for Compliance with Multiple Regulations

Latest SRO Research Analyst Rules Create More Challenges for Firms

SEC Rule 17A-4

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